• Business Model
• Regulation
• Our Team

Regulation

A regulated environment is a better place to do business

Alpari (UK) is authorised and regulated by the United Kingdom’s Financial Services Authority (FSA Register number 448002).

All firms regulated by the FSA are obliged to meet strict financial standards, including capital adequacy requirements. Companies are required to submit financial reports to the regulator on a regular basis. The FSA has the right to fine companies and/or terminate a company's regulatory status for violations. Among other things, the regulations require that our company:

• Maintains sufficient liquid capital in excess of the amount required to cover all client deposits, potential fluctuations in the company’s currency positions and outstanding expenses
• Does not include any debt outstanding to the firm as part of this capital
• Undergoes a detailed annual audit performed by an independent financial auditor.

Our annual financial reports are audited by leading UK financial auditors Grant Thornton.